Review: 722 Miles, a History of the NYC Subway System

Review: 722 Miles, a History of the NYC Subway System

722 Miles: The Building of the Subways and How They Transformed New York722 Miles: The Building of the Subways and How They Transformed New York by Clifton Hood

My rating: 4 of 5 stars

The seven train slowed to a stop in the Mets-Willets Point station and a distorted voice crackled onto the PA system: “Last stop, last stop everybody, this is the last stop, please exit the train.” Normally the seven goes to Flushing; but today it terminated one stop earlier because of track work. With a chorus of sighs and groans the passengers shuffled out and pushed down the stairs to the buses waiting on the street, a stopgap solution used when the subway is shut down.

The buses were much smaller than the train, of course, so we had to pack ourselves in tight. When the final passenger squeezed in, the doors shut and we started moving, throwing nearly everyone off balance. Most people were silent, but behind me a man began talking: “Honestly, this is unbelievable—unbelievable! Every week, track work, signal problems, delays. Every week another problem. And they keep raising the fare! We pay more money, more money, and the service gets worse and worse. These damn MTA people, they don’t even use the subway. You know who’s on the MTA board? Yoko Ono. Yoko Ono hasn’t taken the subway once in her life!”

Except for the Yoko Ono part (I don’t know where he got that from), the man was right: service on the subways is getting worse, even though the fares keep going up. The quality has gotten so bad lately as to approach a crisis. This summer we have had two derailments, and a track fire that sent several people to the hospital. Less dramatic, but no less important, are the delays: signal problems and overcrowding cause constant tardiness. On some lines, the trains are late more often than on time. Since nearly 6 million people use the subway per day, this is a serious political liability. True to form, the politicians have done what they do best: point fingers at each other. The mayor blames the governor, and vice versa, until finally governor Cuomo declared a state of emergency regarding the subways.

Living in Madrid has given me a new perspective on the NYC subway. Before I moved I had just assumed that, by their very nature, subways were dirty, uncomfortable places. The trains screech and wail on the tracks, and jerk back and forth when they pull into the station. The stations themselves are sweaty, claustrophobic, and full of garbage and rats; and the subway cars are always packed to the breaking point. But in Madrid I discovered that a metro can be clean, sleek, and comfortable—and, most surprisingly, cheap. For comparison, a monthly ticket on the Metro North, the railroad from my town in Westchester to Manhattan, costs almost $300; and a monthly subway pass costs an additional $120. An equivalent ticket in Madrid, including both commuter rail and the metro, costs about 100€—one-fourth the price for a cleaner, safer, and better service.

Subway Interior
Modern subway interior

I may sound like I’m disparaging the NYC subway, but really I have a great affection for it. The subway has a gritty, industrial aesthetic that I find strongly appealing. And despite the frustrations, the subway represents what is best about New York: a place where people of every background, doing every activity imaginable, are thrown together in a tight space and manage—just barely—to avoid killing each other. Just the other day, for example, I witnessed a woman violently push herself onto the subway, shoving everyone out of her way to get to a seat. As soon as she reached her prize a man rightly began castigating her, and a loud argument ensued. Luckily, another man began preaching in a loud voice, drowning out the argument and restoring a tense truce as we were given a sermon about the perils of hellfire. I simply don’t witness things like this in Madrid.

For this combination of reasons—a mixture of admiration and despair—I set out to investigate the NYC subway. First I visited the New York Transit Museum, and then I read this book.

The New York Transit Museum has two locations, a small shop in Grand Central Station, and their museum in Brooklyn. The shop in Grand Central has rotating exhibits in half the store. The latest one is about the history of the seven train, which runs from Manhattan to Queens. This line was recently extended to the far West Side, with the opening of the first new station in twenty-five years: Hudson Yards. The museum in Brooklyn, near Borough Hall, is in an old subway station. In addition to the historical photos and the information on display, the museum has examples of all the turnstiles ever used in the subway; and on the old platform there are antique subway cars, going back even to when they were made of wood. (Wooden cars got a bad reputation after the Malbone Street Wreck in 1918, a terrible accident that killed 93 people. The wooden cars splintered apart upon impact.)

Wooden Subway
Wooden subway cars

If you go visit this museum, I recommend a little stop along the way. The New York City subway was officially opened in 1904. The showpiece of the new system was the City Hall station, located right under the seat of the city government. This station was lavish: decorated with ornate tile-work designed by the Spanish architect Rafael Guastavino, using arches based on medieval Spanish churches. Beautiful as it is, the station had to be abandoned when the subway switched to longer cars. The short length of the platform, and the sharp angle of the turn, rendered the famous station useless. Now it sits, unused and empty, below City Hall. You can still catch a glimpse of this station, however, if you take the six train down to the Brooklyn Bridge station, and then stay on the train when it curves around to go uptown. The subway screeches horribly as it turns, but it is an eerie and fascinating experience to see the old abandoned station.

(I couldn’t get any good pictures myself, but you can find some in the gallery here. The Transit Museum does occasional tours of the City Hall Station, which you can find here.)

This book was the perfect accompaniment to the museum. Written by a professional historian, 722 Miles is, I believe, the most informative book on the market about the subway’s history.* As do many books by academics, this one began its life as a doctoral dissertation. It must have been substantially revised, however, since it is mostly free from academic stuffiness and scholarly squabbles. Hood casts a wide net, focusing on three interrelated aspects of the subway’s history: the political wrangling involved in getting it built, the role it played in the development of NYC, and the engineering methods and challenges of the subway. No engineer himself, the latter aspect is fairly basic; but the politics and the urban history are quite well done.

Old Interior
Antique interior design

The reader may be surprised (or maybe not) to learn that the subway has always been plagued with political wrangling and controversy. It was born in an era that saw major government spending and ownership as antithetical to sound business practices. But since private capital has always proven insufficient to infrastructure on this scale, the subway has been a public-private hybrid since its inception, with the state gradually taking on more and more responsibility. One reason the state had to step in was because the five-cent fare became a political stumbling block, something the public regarded as a sacred right; and so the fare remained a nickel even when the cost of a ride to the business was twice that amount.

Old Interior 2
Another old interior design

Originally the subway system was owned and operated by three separate entities: Interborough Rapid Transit (INT), Brooklyn Rapid Transit (BRT), and the Independent Subway System (IND). A relic of this origin is preserved in the subway’s odd numbering and lettering system: the numbered lines were the INT lines, and the lettered lines BRT and IND. These three were consolidated under city ownership by LaGuardia in 1940. From that year onward, there was very little development or even proper maintenance of the subways, in part thanks to the nickel fare. Another contributing factor was Robert Moses—the villain in every New York City story—who commanded most of the federal money available during the New Deal to build highways and bridges, diverting it from subways. Later, in 1968, the subway system was transferred to the newly created Metropolitan Transit Authority (MTA), by governor Nelson Rockefeller. This did little to help its finances, apparently, since by the early 80s the subway was a frightful, rundown, dangerous place. (Photos from that era have a haunting, apocalyptic beauty.)

The original purpose of the subway wasn’t just to serve already built-up areas in the city. Rather, several lines were run into undeveloped areas in the hopes of relieving population density. When the seven line was built in Queens, for example, it was running into almost pristine farmland and wild fields, where many still went to hunt fowl. It didn’t take long for this land to be urbanized. The muckraker Jacob Riis played a role in this development strategy, since it was he who documented the horrors of overcrowded tenements in lower Manhattan, prompting progressives to see the subway as a tool to make the city more livable and clean. This was done under the influence of Ebenezer Howard, the urban planner who originated the idea of the ‘garden city’ (which Jane Jacobs later opposed).

Turnstiles
Chronological turnstiles

Aside from the drier history, there are some fun facts in this book. The first underground train in New York was, I learned, not a proper subway at all, but a pneumatic train built in secret. This was the idea of Alfred E. Beach, who tunneled under Manhattan under the pretense of building a pneumatic parcel delivery system, to avoid the opposition of the corrupt legislature. In 1870 he unveiled his new train, which caused quite a sensation, despite being totally impractical for longer trips (Beach’s train only went a few blocks). I also learned that the tunnel that takes the seven train under the East River, on its journey from Manhattan to Queens, is called the Steinway Tunnel, because it was originally funded and promoted by that scion of the famous piano company. He was interested because he had a factory on the other side of the river.

This book was originally published in 1993, and it shows its age. This was a particularly bad time for the subway, when it was slowly recovering from its low point in the 1980s, and the book ends on a bleak note. Until fairly recently, the subway has been making quite a comeback since then. Just as many people are using the subway nowadays as they did in its so-called “Golden Age,” the 1920s and 30s, which amounts to almost 2 billion per year. The subways are no longer covered in graffiti and plagued by crime. Instead of posters warning passengers about mugging, they discourage ‘manspreading’ and promote basic etiquette. Viral videos also encourage passengers not to eat, clip their toenails, put their bags on seats, or to try to get on the train before other passengers have gotten off—a big improvement. We still have rats, though.

Even more impressive, the subway is building once again. Delayed for nearly 100 years, the Second Avenue line has just begun opening stations, which will relieve the overused Lexington Avenue line. We also have wifi in all the subway stations now.

Nevertheless, there are some serious problems to fix. The most daunting is to replace the subway’s signal system. This system is badly out of date. On some lines, they are still using equipment that dates from the 1930s. Having obsolete analog signals means that there are frequent malfunctions; and even when working properly, trains cannot safely run close to each other, since the old signals are not precise, which leads to overcrowding and more delays. This may seem like an easy fix, but it is estimating that it will take at least until 2045, and probably even later, to refurbish the whole system.

Despite these problems, and despite the expensive fares and the shrieking cars, I am still optimistic about the NYC subway. To me, the subway is a symbol of the entire city: dirty, grimy, overpriced, overcrowded, part worn out and part sleekly modern, where people of all sorts come to strive and struggle and suffer in a narrow space. New York simply wouldn’t be New York if it didn’t include frustration—and garbage—and rats—and loud energy; and the subway has all that in abundance.


*I’m not sure where the number 722 comes from. According to the Transit Museum, there are 656 miles of mainline track and 842 miles total. This number will be rising some more with the completion of the Second Avenue line.

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A Walk through the Sleepy Hollow Cemetery

A Walk through the Sleepy Hollow Cemetery

When Washington Irving published “The Legend of Sleepy Hollow” in 1820, he forever blessed—or cursed—my hometown, turning a modest cemetery in an otherwise unremarkable village in the Hudson Valley into a tourist attraction. Maybe he knew this himself, for he chose to get himself buried in that cemetery, which has since grown to a sprawling size and has gained other prestigious bodies.

One of my cousins told me and my brother, when we were both young and impressionable, that you should hold your breath when driving past a cemetery so that you don’t breathe in the evil spirits. Neither of us were superstitious enough to believe that, but it made for a fun game in otherwise boring car rides. Yet holding my breath for the entirety of the Sleepy Hollow Cemetery, as we drove down Route 9, was always a painful challenge. The cemetery is vast—or, at least, it felt vast as I turned red, and then purple, and then blue.

Map
The free map of the cemetery

Every year around Halloween, when the fall foliage is at its most vibrant—“It was one of the most beautiful things I’ve ever seen,” said a friend from Spain who saw the New York foliage for the first time—this normally sleepy town is overrun with tourists from the city, all of them to see this famous cemetery. The cemetery is a ten-minute walk from the Philipse Manor station on the Hudson Line, making it an easy trip for urbanites. There are free tours in the morning and evening, and on the weekends there are souvenir shops set up at the entrance. In the fall, closer to Halloween, you can buy freshly grilled sausages and drink mulled wine as you inspect the burials. They lock the gates at 4:30 pm daily.

Church
The Old Dutch Church

The Sleepy Hollow Cemetery is sandwiched between Route 9, where cars continually buzz by, and the Croton Aqueduct, a trail that runs through the Rockefeller State Park preserve. The cemetery was built around, but is not affiliated with, the historic Old Dutch Church. This is a lovely stone and wooden structure, built in the 1700s near a pre-existent graveyard. The burial grounds of this church, going back to the Dutch ownership of New York, must be one of the oldest in the country. There are still tombstones written in Dutch on the property; and over the years, trees have grown up and nearly engulfed graves within their trunks. The Reformed Church of the Tarrytowns still holds services in the church every Sunday, where the congregation sits on its lovely wooden pews.

Dutch Grave
Dutch tombstone

The Sleepy Hollow Cemetery itself was established much later than the church, in 1849, and is non-denominational. The website says that Washington Irving had a hand in its creation, or at least its conception. The size of the cemetery is about 90 acres. Thirty-nine thousand people are buried there, about twice as many as the current populations of Tarrytown and Sleepy Hollow combined. As an old brochure put it, the cemetery is a veritable city of the dead. And it is still growing. Across a wooden bridge that spans the babbling Pocantico River are the recent burials, where funerals and mourners are most often seen, and where construction equipment still busily digs new graves.

Bridge

This wooden bridge, pretty and quaint with tree-trunk guardrails, is often mistaken for the bridge from Irving’s legend; but it did not exist in his day. The real location of that bridge is near the Old Dutch Church, where a sign marks its former location. Nowadays the Pocantico River is spanned by a monstrous concrete bridge in that place, which allows the busy Route 9 to cross over the water unimpeded.

When I was in high school, a friend of mine told me that his father, who worked for the cemetery, found the body of a young man who hung himself from the wooden bridge. Indeed, for many years, in the water underneath that bridge, a stone plaque was clearly visible—although unreadable—which seemed to confirm the story. But now the plaque is gone—did it get washed away?—and I can’t find any information about the suicide online, which makes me wonder if the story was true.

The Sleepy Hollow Cemetery is not a somber place. It is as beautiful and inviting as the finest park. I was surprised to learn that, in Spain, cemeteries have no greenery within; they are stone courtyards where bodies are interred in granite shelves and tombs. Our cemetery is almost as heavily wooded as the forest nearby, full of cedars, sycamores, and oaks, European beeches with scarlet leaves, and tiny Japanese maples whose seeds have blown into the park next door and begun to grow in the wild. There are so many bushes and ferns that the cemetery has become very popular with the local deer, who slip in through a hole in the chain-link fence. Once, in the dead of winter, I even surprised a couple of coyotes stalking around the graves, who promptly retreated to the forest.

Deer Cemetery
Deer among the graves

The graves and mausoleums of the Sleepy Hollow Cemetery only add to its beauty. It is as much a statue garden as a graveyard. The monument of John Hudson Hall (1818 – 1891)—about whom I can’t find a thing—was, according to this site, crafted by the famous Beaux-Arts sculptor Augustus Saint-Gaudens; and indeed it does have a striking resemblance to one of his works, Amor Caritas. I am inclined to believe that the famous sculptor was involved, considering the extreme fineness and delicacy of the angel’s robe.

Statue Hammer
One of my favorite works in the cemetery

The monument to Owen Jones (died 1884), a successful dry-goods dealer in the 19th century, features a life-sized and lifelike statue of the late merchant. Somewhat nearby is a monument to Edwin Lister (1829 – 1889), who owned a fertilizer company. Lister’s monument has a stately bust of the deceased entrepreneur, and an excellent statue of a mournful woman eternally leaning on the grave.

Owen
Owen Jones

These monuments reminds me of the Pyramid of Cestius in Rome. That pyramid is the pharonic mausoleum of a rich Roman aristocrat, which coincidentally stands near the simple graves of John Keats and Percy Bysshe Shelley—just as Jones’s and Lister’s graves stand near the simple graves of more famous men. It seems there are two ways of making one’s tomb a visiting place: accomplish something great, or invest in an elaborate monument.

The only statue to be marked on the official map (available for free at the entrance) is the so-called “Bronze Lady.”  It is a twice-life-size statue of a seated woman. Her eyes are sad and downcast as she looks mournfully at the mausoleum in front of her. This is the tomb of Samuel Thomas (1840 – 1903), a relatively obscure Civil War General. The sculpture is a work of Andrew O’Connor, Jr., a sculptor of considerable reputation in his day. According to the inscription at its base, it was smelted in Paris by a famous company, the Rudier Foundry, which also made works for Auguste Rodin.

Bronze Lady
The Bronze Lady

This statue was the subject of a New York Times article called “The Other Legend of Sleepy Hollow,” and deservedly so. For several generations now, local kids have been telling ghost stories about the metal woman, reporting that the statue cries and weeps at night. Even when I was in high school, a whole century after the statue was installed, kids told stories about it. The story I was told was that, if you snuck into the graveyard at midnight, spit in her eye, spun around three times, and then looked into the little hole in the mausoleum door, you would be blinded for life. I never tried the experiment, although I have looked through the hole in daylight and wasn’t able to make out anything in the pitch darkness of the tomb. The legends are still going strong, if I can judge by the coins that are frequently deposited on her laps.

At least one more general is buried in the cemetery: Daniel Delavan (1757 – 1835). His military service goes back even further, to the American War of Independence. His actions in that war may not have been remarkable—since I can’t find anything about him—but his grave certainly is. A near life-size statue stands atop a large pillar, tall enough to be seen from my neighbor’s backyard. This pillar is surrounded by still more figures, including a moving sculpture of an angel cradling a crucifix. You can tell how old these statues are at a glance, since they’re so weather-beaten and eroded from the rains and years.

Delevan
Delevan’s Monument

Accompanying its two generals, the Sleepy Hollow Cemetery has a Revolutionary and a Civil War Memorial. The former is rather simple—it was erected long after the war concluded—and consists of a small stone obelisk with the names of the soldiers inscribed. The Civil War Memorial is more impressive, with a bronze statue (now carbonated and green) of a Northern soldier, striding with his musket and bayonet over a platform that bears the names of the fallen buried there. Cemeteries and wars march side by side.

Civil War

A review of the surnames of the burials here gives a taste of the ethnic makeup of the town in days gone by: Foster, Grave, Heartt, Knower, Bull, Clark, Coffin, Underhill, Newman, Newton, Small, Risk, Hackett, Hyatt. Apparently English was the dominant group—something that is certainly not true nowadays. Most graves have scant information about the people they mark. A name, a birth year, and a death year are the only facts that endure in the stone. There are some exceptions to this. One is the grave of Frederick Trevor Hill (1866 – 1933), which is an attractive plaque installed into a rocky outcrop, that informs us that he served on the American Expeditionary Force during World War I.

The Sleepy Hollow Cemetery is a sea of names, read and soon forgotten. But several famous names stick out. Washington Irving is, of course, the most famous denizen of the cemetery. His tombstone is simplicity itself, a rectangular slab with a rounded top. If flags were not flanking his grave, most visitors would probably walk right by it. A family man in life and in death—he supported his brother and his nieces when they fell on hard times—Irving is buried in a family plot. As the first internationally famous American author, his funeral was a national event. It was the subject of a Harper’s Magazine cover. So many people crowded into the Christ Episcopal Church for the event that they feared the floorboards would break.

Irving

After Washington Irving, the most notable person buried in the Sleepy Hollow Cemetery is Andrew Carnegie (1835 – 1919). Carnegie was apparently confident of immortality, since he did not create an ornate tomb for himself. His grave is a cross, about six feet high, isolated in a little grove. The cross is decorated in patterns that remind me of the Book of Kells. In the little footpath to the grave, there’s a plaque with a small portrait of Carnegie, as well as a list of the institutions he founded.

Carnegie Plaque

Carnegie was certainly an inspiring philanthropist, eventually donating 90% of his wealth to various charities. And he had the means to do it. Carnegie was one of the richest Americans who ever lived—and thus one of the richest people in history. A hugely admirable man, Carnegie’s reputation was slightly tarnished by his support of Henry Clay Frick (of the beautiful gallery in New York City) in Frick’s attempt to break the power of the unions in Homestead, Pennsylvania—a conflict which culminated in the death of seven strikers and three strike-breakers.

Carnegie
Andrew Carnegie and his wife

It is somewhat ironic, then, that the famous union organizer, Samuel Gompers (1850 – 1924), is buried about one hundred feet away. His grave embodies the principles of his life. Even more simple than Carnegie’s, it is a plain gray tombstone. He is not buried in a family plot; the tombstone is set amidst other burials. And it was not paid for by himself or his heirs, but by the union he helped to establish: the American Federation of Labor (AFL). Gompers was a labor organizer, who helped to join the competing guilds and small craft unions into a powerful organization, and his grave is a fitting tribute to his commitment to his fellows.

Gompers

Up the hill from Gompers and Carnegie is a decidedly immodest tomb: that of William Rockefeller (1841 – 1922). William was the younger brother of the richer and more famous John D. Rockefeller. Notwithstanding his role as second fiddle, he was still fabulously wealthy, since he co-founded Standard Oil with John. William’s tomb is a massive white mausoleum, at least twice as large as the next biggest in the cemetery. The urge that actuated pharaohs to build the pyramids—the urge to monumental immortality—seems to re-emerge whenever wealth is concentrated into the hands of few, powerful men. William Rockefeller’s former residence overlooking the Hudson, Rockwood Hall, is now a State Park. The massive mansion has been torn down, but the stone walls and groundwork remain, and the view is worth the millions he must have paid for it.

William Rockefeller
William Rockefeller’s mausoleum

Also among the opulent captains of industry buried in the Sleepy Hollow Cemetery is Walter Chrysler (1875 – 1940). His mausoleum is a kind of neo-Roman structure with Doric columns in front. The mausoleum is located at the very end of the cemetery, its entrance turned away from the road. I must admit that this tomb always strikes me as ugly. Although it emulates a noble Roman temple, it is clearly machine-made, with inhumanly sharp angles; and the gray concrete used in the building is drab and unattractive, especially when compared with the marble originals. My father, a longtime resident of the town, admitted the other day that he has never visited the cemetery. Considering that he is a big fan of Chrysler cars, perhaps he ought to come and give homage.

Chrysler
Chrysler’s mausoleum

Near the gap in the chain-link fence, used by deer, coyotes, and the occasional human to pass from the cemetery to the Old Croton Aqueduct, is buried Elizabeth Arden (1878 – 1966), the famous cosmetic entrepreneur and founder of the eponymous makeup company. Arden’s grave is astonishingly modest—so much so that it is very easy not to notice it. She is buried under a tombstone with the name “Graham,” which is her real name (“Elizabeth Arden” is a pseudonym). Looking down at the little plaque, it is hard to believe that, at one time, she was one of the richest women in the world.

Arden
The grave of Elizabeth Arden

A short ways away is the last grave identified on the cemetery map, that of the Helmsleys. Harry Helmsley (1909 – 1997) was yet another fabulously wealthy man, a prominent real-estate owner in New York City whose company once owned the Empire State Building. His wealth notwithstanding, he is nowadays primarily remembered for his second wife, Leona Helmsley (1920 – 2007), the famous “Queen of Mean.” Leona was a sort of proto Donald Trump—a quick-mouthed, tyrannical, arrogant, proudly rich New York real-estate baroness, who is remembered for saying “We don’t pay taxes; only the little people pay taxes.” This quote was brought to the public’s attention during a trial for tax evasion, which resulted in her conviction and imprisonment for 19 months (the rich always get light sentences, mysteriously).

The Helmsleys’ mausoleum is very similar to Chrysler’s—a Roman inspiration—except that it is slightly bigger. I find this tomb almost equally unattractive; but if you walk up to the door and peer through, you can see a lovely stained-glass window on the other side of the structure, with an image of the Manhattan skyline illuminated in the darkness of the tomb.

Helmsley Glass


As you can see from these examples, the tombs we build for ourselves can say a lot about our values. Our graves and mausoleums represent our stance on posterity. Carnegie wanted to be remembered for his charity; Rockefeller, Chrysler, and Helmsley for their power and wealth. Gompers apparently paid little heed to his grave, perhaps feeling that his work was more important than his immortal reputation. For many of us, I suspect, our anxieties about our posthumous reputation stems from anxieties about the ultimate value of our work. Compare, for example, the tombs of Owen Jones and Washington Irving. The dry-goods dealer invests enough money to preserve his likeness for future generations, while the lionized writer can rest easy in under a plain headstone.

To the eyes of a cold logician, graveyards are nonsensical places. Why invest precious space and hard-earned money on a stone over a dead body? Why place bodies in expensive coffins that delay decomposition? Surely, it would be more sensible to bury our dead in unmarked mass graves, just like they do on Hart Island, and let them return their nutrients to the soil. Why build a monument or preserve a dead man’s name? The dead can make no use of their reputations; they are deaf to the tears of their relatives, and are well beyond caring whether they are remembered or not.

But I suspect that few among us could be so “sensible.” For death is not just a problem of logistics, expense, and disposal: it is an existential problem. Every culture that has ever thrived has had to confront the problem of death in some way. How can we reconcile human finitude with human striving? Why invest in the future if, inevitably, we won’t be a part of it? Death is traumatic, not just to friends and family but to communities. There must be communal rituals for death, acceptable stages of grief and routines of mourning, if a culture is to persist. These rituals allow the community to rally around the afflicted and to help pull them up, and allow the grief-stricken to put their pain in a wider context. Seen in this light, cemeteries are eminently sensible places.

Both Irving’s “Legend of Sleepy Hollow” and the legends that grew up around the Bronze Lady illustrate something the anthropologist Victor Turner said about rituals. Rituals create what he called “liminal” spaces, spaces of transition and transgression, where boys can be girls and where social norms can be flouted, and where the living and the dead can mingle. These psychological “spaces” are essential for great transitions: from single to married, from boy to man, from living to dead. Cemeteries are an example of such liminal spaces, a meeting ground for this world and the next, which is why we call them “haunted.” Haunted places allow mourners to make “contact” with the deceased and then to retreat to their normal world. Cemeteries thus play an essential psychological and ritualistic role, essential to the community.

Yet there is an existential danger in death rituals, too. When there is a routine for death, it makes mortality easier to ignore and to push into the background. In a way, rituals remove some of the terror of death by depersonalizing it: every mourner and every funeral follows the same procedure, and every corpse is buried in the same ground. But death is always personal, and can never be routine. For every person is radically unique, and death will only visit you once. And as Heidegger reminded us, when death is ritualized, we risk forgetting that our lives are singular opportunities, limited and unrepeatable, and thus risk living inauthentically. In our quiet moments, most of us feel immortal; and with time stretched out indefinitely before us, there is little pressure to act on our deepest desires.

My own walks through the cemetery illustrates this double dilemma. Most of the time it is easy to forget that the names on the tombstones were, once, actual people, living and breathing, with their own ideas and perspectives and quirks, just as individual as I am. As a result, it is also easy to forget that, one day, I will be nothing more than a name on a tombstone—and maybe not even that. There is, to be sure, something positive in this forgetting. If we went around all day dreading our death, we would be miserable creatures; and if we were constantly obsessed with the potential death of our loved ones, we could hardly form any kind of relationship.

But we do need to be periodically reminded that life is limited, or we take things for granted. Real appreciation of life requires this delicate balance between awareness of our mortality and an absence of crippling dread. An occasional memento mori will suffice, I think, to prevent complacency.

Cemeteries accomplish both functions for us: they give us a place for our rituals, and they serve as perennial monuments of mortality. This was illustrated for me just the other day, as I strolled among the graves. I was drifting along when I noticed a tombstone with toy cars resting on its base. These were the same Hot Wheels that I used to play with as a kid. On the tombstone was a name, and below it the inscription “Beloved Uncle.”

Here was a private tragedy on public display, an uncle mourned by his nieces and nephews, children who lovingly placed these toys on his resting place. My insides twisted into a knot as I looked down on the grave. I felt pity, but also a twinge of dread—the flashing certainty that, one day, I would be a beloved somebody—or even an un-beloved somebody—and that this day might, for all I know, be soon.

Mountain

Review: How the Other Half Lives

Review: How the Other Half Lives

How the Other Half LivesHow the Other Half Lives by Jacob A. Riis

My rating: 3 of 5 stars

Millions of immigrants came to the United States during Jacob Riis’s lifetime, and a great many of them landed on an island: Manhattan. Sadly, thousands of these hopeful souls ended up on another island: Hart Island, New York City’s potter’s field, where the indigent dead are buried.

This island is still in use, by the way. Twice a week, a ferry comes bearing corpses in simple pine coffins, which are buried in mass graves dug out by bulldozers, with prisoners paid fifty cents an hour acting as pall-bearers. It was only in 2015, almost 150 years after the island began being used as a cemetery, that relatives were given permission to visit the island. Before that, the bodies disappeared completely—off limits to the public, isolated by the sea, out of the sight and out of mind. (Click here to see the New York Times’s excellent story about the island.)

I mention Hart Island, not only because it was already in use back in Jacob Riis’s day (he took a seminal photo of a burial there), but because it is a perfect example of how the city’s poor can be made invisible. In writing this book, Jacob Riis explicitly tried to combat this invisibility. He wanted to bring home to middle-class readers just how bad life in the tenements could be.

Riis was a precursor to the muckraking journalism made famous by Upton Sinclair and his ilk, who came a generation later. In Riis’s case, the term “muckraker” is almost literally accurate, since it was grime he was trying to document. Immigrants from all over the world were pouring into New York City, many of them desperately poor, and housing simply did not keep up with the need. And because there were few building regulations on the books, this resulted in squalid and unsanitary tenements—shabby and dark (many rooms had no windows), and totally packed as families took on lodgers to afford the rent. The overcrowding not only made the buildings fire hazards, but also centers of disease.

Jacob Riis first experienced the plight of the poor when he arrived in New York City fresh from Denmark, aged twenty-one, trying to find work as a carpenter. He struggled for years to get by, occasionally sleeping in police lodging houses alongside beggars and street urchins. When he eventually found his vocation as a journalist, he wound up accompanying the police in nightly patrols of the poorest neighborhoods in the city. He wrote articles about what he saw; and one of them was so successful that he eventually expanded it into How the Other Half Lives.

I must say that this book is not a very compelling read. The prose is fine, but Riis is not a natural story-teller. The writing drifts on in an aimless, impressionistic way, never quite cohering into a cogent overview of the situation. The book itself is somewhat jumbled, with each chapter focusing on one aspect of the poor neighborhoods—stale-beer dives, lodging houses, “street Arabs,” paupers, and so on. You quickly learn that, however indignant Riis may be on behalf of the poor, he is not above racial bigotry. He has an unkind word for nearly every group—Italians, Irish, Jews, Chinese. To his credit, however, he is relatively progressive on the subject of the color line between blacks and whites.

I don’t know if this is true, but I quickly got the impression that Riis never actually spoke with the poor people he took upon himself to document. He mentions a few casual conversations, but no distinct individual emerges. To Riis, the poor seem to be nameless masses, with an ethnicity but not an identity. You occasionally wonder whether Riis is outraged by the injustice of the situation or is simply disgusted by the filth. This complete lack of individual stories contributes to the book’s underwhelming impact. Probably I am judging this book a little harshly, though, since I read this book concurrently with Sinclair’s The Jungle, and the comparison is not flattering for Riis.

There was one area, however, in which Riis excelled: photography. This edition has over one hundred of his photographs, and they are stunning. Riis was able to capture things nobody had before, since he was one of the first field journalists to use flash photography. The early generation of flash cameras used a pistol-like device that was extremely loud and fairly hazardous; twice Riis set fire to the room he was in. Later, he switched to a method that required him to heat the flash powder in a frying pan. The world before smart phones was harsh indeed. Considering these technical limitations, Riis’s photographs are all the more remarkable: candid, dramatic, and sensitive.

It is all too easy to criticize this book from the perspective of the present. Really, Riis is impressive by any measure. He learned English late in life and writes better prose than most of us. He was a brilliant pioneer of photography, and of muckraking journalism. He even had a small hand in the construction of the New Croton Aqueduct, since he documented unsanitary water supplies, as well as the New York Subway, since he was among the reformers who advocated for improved transportation to lessen population density in the slums. Most importantly, despite his flaws, he believed that society had an obligation to its least privileged members, and could not avert its eyes with a clear conscience.

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Review: A Sand County Almanac

Review: A Sand County Almanac

A Sand County Almanac: With Essays on Conservation from Round RiverA Sand County Almanac: With Essays on Conservation from Round River by Aldo Leopold

My rating: 4 of 5 stars

What a dull world if we knew all about geese!

Nature is refreshing. Even a short walk in a park can powerfully clear one’s head. For whatever reason—perhaps because our ancestors lived in trees—surrounding oneself with birches and maples produces in nearly everyone feelings of warmth, comfort, and peace. And for many people, nature is more than refreshing: it is awe-inspiring, even divine. Natural environments are, for some, more uplifting than cathedrals. Emerson might have captured this strain of mystical naturalism best:

In the woods, we return to reason and faith. … Standing on the bare ground,—my head bathed by the blithe air, and uplifted into infinite spaces,—all mean egotism vanishes. I become a transparent eye-ball; I am nothing; I see all; the currents of the Universal Being flow through me; I am part or particle of God.

I myself have had comparable experiences in the woods. Yet both Emerson and I are pure amateurs next to Aldo Leopold.

Leopold was a pioneering conservationist and forester. He was also a superlative writer, and in this brief book he covers a lot of ground. He begins with a month-by-month account of Sand County, a poor farming region in Wisconsin. This was my favorite section, since Leopold’s sensitivity to his environment is nearly superhuman. He has a keen sense of both the history of environments—how they change with the seasons, how they have evolved through time, how they have been warped by human activity—and the close-knit interdependence of ecosystems, how each organism shapes and is shaped by every other organism, forming a perfect whole.

As a stylist, he manages to be lyrical and poetic while sticking scrupulously to what he sees and hears. His sentences are short, his diction simple, and yet he manages to evoke a densely complex ecosystem. This is because, unlike Emerson or I—and more so than Thoreau—Leopold really understood his environment. He can name every species of plant, and tell what soils they prefer and what plants they like as neighbors. He can identify every bird by its call, and knows where it roosts, what it eats, when it migrates, and how it mates. Scratches on a tree tell him a deer is nearby, his antlers fully grown; the footprints in snow tell him a skunk has passed, and how recently.

All this is described with exquisite sensitivity, but no romantic embellishment. To borrow a phrase from E.B. White, Leopold had discovered “the eloquence of facts.” And, like White, Thoreau, and Emerson, his writing has a pleasing, folksy, rambling, ambling quality, wherein each sentence is nailed to the next one at an oblique angle.

In the rest of the book, Leopold puts forward a new philosophy of conservation. This train of thought reminded my very much of another book I read recently, The Death and Life of Great American Cities. In that book, Jane Jacobs explains how top-down approaches to city planning killed neighborhood vitality. Just so, when Leopold was a young man in the forestry service, he participated in the policy of removing predators—bears, wolves, and mountain lions—to protect livestock and to increase the supply of hunting animals, like deer. When hunting became necessary to control population, parks began building more and more roads to make access easier; and meanwhile the exploding deer population prevented new trees from growing. Thus the park was encroached upon by cars, and the ecosystem thrown off balance—in the same way that blindly building highways and public housing can destroy neighborhoods.

Leopold was, I believe, one of the first to popularize the idea that ecosystems act like one giant organism, with a delicate balance of cooperating and competing components. Every healthy ecosystem is a harmony that cannot be disturbed without unpredictable results. To again borrow from Jacobs, an ecosystem—like a city economy or a human brain—is an example of “organized complexity.” Thus ecosystems baffle attempts to understand them by thinking of their components separately, as a collection of individual species, or even statistically, as the average behavior of interchangeable parts. Complexity like this tends to be a product of historical growth, with each distinct component making minute adjustments to each other in a dense network of influence. Leopold doesn’t say this in so many words; but he does something even more impressive: he illustrates this quality using short anecdotes and schoolboy vocabulary.

His most philosophic contribution to the environmental movement is what he called a “land ethic.” Previous arguments for conservation were couched in terms of expediency: how national parks and nature reserves could benefit us economically. Leopold believed that this approach was too narrow; since hunting lodges and mechanized farms are always more profitable in the short term, this would eventually result in the destruction of wild ecosystems and the disappearance of species. We needed to move beyond arguments of expediency and see the land—and everything on it—as valuable for its own sake. Leopold believed that we had an ethical duty to preserve ecosystems and all their species, and that the aesthetic reward of wild nature was more valuable than dollars and cents could measure.

I want to go along with this, but I thought that Leopold was unsatisfyingly vague in this direction. It is simply not enough to say that we have an ethical duty to preserve nature; this is quite a claim, and requires quite a bit of argument. Further, aesthetic value seems like a slender reed to rest on. For every Emerson and Thoreau, there is a Babbitt whose tastes are not so refined. To his credit, Leopold does argue that a great part of conservation must consist in elevating the public taste in nature. Otherwise, conservation will consist of little more than the government using tax dollars to purchase large swaths of land. Individuals must see the value in wilderness and actively participate in preserving it. But molding tastes is no easy thing; and, more importantly, if we are to do so, there must be compelling reasons to do it.

The most compelling reasons for conservation are, I believe, expediency—but expediency in the widest sense. The difference between folly and wisdom is not that the former is preoccupied with expediency and the latter higher things; it is that wisdom considers what is expedient on a grander scale. Leopold comes close to making this same argument. He was, for example, ahead of his time in being deeply concerned about extinction. Every time a species disappears it is an irreplaceable loss; and considering that our medicine partly depends on new discoveries, extinctions may have terrible consequences for us down the line. (I saw a PBS special the other day about scientists trying to discover new antibiotics by shifting through raw soil.) Since Leopold’s day—long before Silent Spring or An Incovenient Truth—we have learned plenty more ways that environmental destruction can be equivalent to self-destruction.

Carping aside, this is a deeply satisfying book: lyrical, descriptive, educational, and innovative. Leopold realized what Orwell also realized: that winning converts requires both argument and propaganda. He does not only argue for the value of nature, but he really captures the beauty of unspoiled environments and serves it up for his readers’ consideration. We are not only convinced, but seduced. This is propaganda in its noblest form—propaganda on behalf of nature.

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Review: The Death and Life of Great American Cities

Review: The Death and Life of Great American Cities

The Death and Life of Great American CitiesThe Death and Life of Great American Cities by Jane Jacobs

My rating: 4 of 5 stars

This is a common assumption: that human beings are charming in small numbers and noxious in large numbers.

I picked up this book immediately after finishing The Power Broker, and I highly recommend this sequence to anyone who has the time. The conflict between Robert Moses, czar-like planner of New York City for almost half a century, and Jane Jacobs, ordinary citizen and activist, has become the source of legend. There is a book about it, Wrestling with Moses, a well-made documentary, Citizen Jane, and an opera, A Marvelous Order, with a libretto written by a Pulitzer Prize winner (I haven’t seen it). The two make an excellent hero and villain. Moses, the autocratic, power-hungry city-planner who eviscerates neighborhoods and bulldozes homes. Jacobs, the underdog autodidact, community organizer, defender of Greenwich Village and Washington Square Park.

The two did not only clash in life—with Jacobs leading protests to stop Moses’s highways—but, more importantly, in thought. More diametrically opposed conceptions of the city could hardly be imagined.

Moses was, at bottom, a follower of Le Corbusier, a modernist who put forward the idea of the Radiant City. The idea was to create a city with all the different functions in separate zones—sections for retail, business, manufacturing, residences—and to create as much green space as possible by putting everything in high-rise buildings, freeing up land for parks. These buildings would be connected, not by ordinary roads, but by giant superhighways. In a way, it is a conception of the city that is anti-city: there would be no streets, no corner shops, no neighborhoods. The impulse was, I believe, originally progressive: to erase differences in class by creating uniform conditions for everyone. But in Moses’s hands this philosophy became deeply reactionary: isolate the poor people of color in projects and build highways for the car-owning middle class.

Jacobs was absolutely opposed to this model. There are innumerable theoretical differences between Jacobs and Moses, but I think the most essential difference is this: Jacobs loved cities. She loved walking around cities, chatting with neighbors, gazing at street-life, making small-talk at local shops, sitting on stoops and leaning out windows. And so her idea of urban planning is not to pack everyone into high-rise buildings to get them off the street, but the reverse: to get as many people on the street as possible. She loves the messiness of cities. A healthy city is not, for her, a work of art, consciously designed. It is more like a biological organism, shaped by natural selection into a well-functioning, complex, interrelated, constantly-changing whole. Healthy cities are not made by planners but by ordinary people.

Since the publication of this book, Jacobs’s ideas have become enormously influential—so influential, in fact, that it is difficult to see anything radical about what she says. One of her basic principles, for example, is that a well-used street is a safe street, because the presence of many bystanders discourages crime. I suspect that this seems obvious to most people. But when you look at the projects that Moses and his ilk built—high-rise buildings surrounded by lawns, with no shops, restaurants, or anything else to attract people to street level—you realize how totally out of touch they were. Indeed, the whole idea of housing projects sounds like a recipe for disaster: pack all the poor into one area, set income limits so anyone successful has to move out, discourage all street activity to eliminate a sense of community. And in practice the projects were disasters—centers of delinquency and despair.

Jacobs’s recipe for creating a healthy neighborhood has four ingredients: (1) mixed uses, so that different kinds of people are drawn to the area at different times of day for different reasons; (2) a mixture of old and new buildings, so that there is low-rent space available for small businesses and low-income residents; (3) small blocks, so that streets are not isolated from one another; (4) and sufficient density of residents, to create the necessary amount of economic and social activity. The goal is to produce a neighborhood like her own Greenwich Village: with lots of street life, with successful residents who choose to stay long-term, with local stores and restaurants and cafes, and with a steady influx of immigrants.

To use a metaphor, Jacobs thinks we should try to create an ecosystem with a lot of biodiversity; and to do this we need a lot of biomass and a lot of separate niches. The essential fact about ecosystems—which also applies to cities—is that they are a delicate balance of different elements, deeply complex, shaped by the action of countless individual players over countless eons. This level of complexity is baffling to the human mind, which is why we so often disrupt ecosystems by trying to “improve” them. Urban planning does the same thing with cities.

The Moses approach (to continue the metaphor) is agricultural rather than natural: sweep away the natural environment and create an artificial monoculture. Monocultures never spring up in healthy ecosystems. Lacking biodiversity, they are inherently vulnerable and difficult to maintain. We expend enormous amounts of money and energy defending our wheat fields from vermin and disease. The same principle applies to the housing projects, which need constant police surveillance to remain remotely viable.

This gives a taste of Jacobs’s guiding idea, perhaps, but I can hardly do justice to the wealth of thought in this book. Jacobs has convincing sociological insights into what makes streets safe or unsafe, what makes city economies thrive or stagnate, why housing projects fail and slums form, why parks are used and unused, why city governments are so often inefficient and ineffective, and even includes her ideas on the history and progress of science. In a way, this book is a constant rebuke to academe. At the time, academic urban planning was entirely stagnant, relying on ideas and principles that hadn’t been modified in thirty years and which were never very good to begin with. It took someone like Jacobs, an autodidact without a college degree, to break up the orthodoxy—and she had to endure a lot of sexism and condescension in the process.

What made her so successful, and what has made this book so enduring, was a rare combination of talents: keen observation, a highly original mind, the ability to think on multiple scales at once, hard-nosed practicality, and a healthy sense of social responsibility. In this book she relies on her wide and somewhat eclectic reading, but even more on her own eyes and ears. She has visited successful and unsuccessful neighborhoods and had talked to their residents. She has led protests and was a frequent visitor of City Hall. When you read this book, it is easy to see why she has become something of a hero for many citizens and academics: she is absolutely unafraid of authority, either intellectual or political, and she had the mental and personal resources to win.

It is, of course, ironic that her ideas, so heterodox, eventually became the new orthodoxy of urban planning. When Jacobs passed away in 2006, there were many who called for an end to her intellectual reign.

The most common criticism, I believe, is that Jacobs did not anticipate gentrification—the gradual takeover of neighborhoods by the affluent. This is the most talked-about problem in New York City today. There’s a popular blog, Vanishing New York, which documents all the small business and local establishments being pushed out by big money. Jacobs’s own former neighborhood, Greenwich Village, is a prime example: now it is nothing like the bustling, bohemian, working-class place it was in her day. I’m not sure if Jacobs can be fairly blamed for this, however. For one, she anticipates how successful neighborhood can become “too successful” and lose their vitality as more money pours in. What’s more, she was very concerned with maintaining housing for low-income tenants within successful neighborhoods, and includes a novel plan to do so in this book.

In any case, this book is not just a recipe for creating neighborhoods. In an oblique way, it presents an entire ideology. Jacobs is a proponent of what you might call progressive decentralism. Normally, decentralism is associated with the right, at least here in the US, but Jacobs make a strong case for leftist decentralism. Large, vertically-oriented government structures simply cannot understand or respond to individual citizens’ needs. The answer is to empower local government so that citizens can shape their own neighborhoods. Government must help the disadvantaged, but must do so by cooperating with local forces and private individuals—exploiting economic and social elements that naturally arise, instead of imposing its own cumbrous structure.

This book can be read even more broadly, as an attack on suburbia and modern isolation. Cities are the future, as Jacobs reminds us—hotbeds of ideas and centers of population growth; and cities are natural products, created by the free choice of individuals, places that organically foster their own sense of identity and community. Suburbia is a rejection of cities: artificial products created through the deliberate policies of planners. Not shaped by free choice, they are not organic communities; and even if they escape being unsafe, like the projects, they foster that constant specter of modern life: isolation. When you hear Jacobs describe her own neighborhood in Greenwich Village, you get a sense of what so many places nowadays lack: neighborliness, friendliness, a group of semi-strangers and sidewalk acquaintances who will go out of their way to help each other, a sense of communal ownership and belonging.

In sum, this book is a true classic: ensconced in an intellectual climate that no longer exists, responding to contemporary problems with eloquence and insight, and championing a perspective that is still vital.

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Review: The Jungle

Review: The Jungle

The JungleThe Jungle by Upton Sinclair

My rating: 4 of 5 stars

Every day in New York they slaughter
four million ducks
five million pigs
and two thousand doves for the pleasure of the dying,
a million cows
a million lambs
and two million roosters,
that leave the sky in splinters.

—Federico García Lorca

I expected to dislike this book, because it is a book aimed at provoking outrage. Outrage is a species of anger, and, like all species of anger, it can feel oddly pleasurable. True, anger always contains dissatisfaction of some kind; but anger can also be an enormously enlivening feeling—the feeling that we are infinitely right and our opponents infinitely wrong. Outrage joins with this moral superiority a certain smugness, since we feel outrage on behalf of others, about things that do not affect us personally, and so we can feel satisfied that we would never do something so egregious. Judging from how ephemeral public outrage tends to be, and how infrequently it leads to action, outrage can be, and often is, engaged in for its own sake—as a periodic reminder to ourselves that we are not villains, since villains couldn’t feel so angry at injustice inflicted on so distant a party.

In a way, the history of this book justifies my suspicion. Upton Sinclair spent seven weeks working in the meatpacking industry in Chicago, and wrote a muckraking novel about the experience. An avowed and proud socialist, his aim was to raise public awareness of the terrible conditions of the working poor—to write the “Uncle Tom’s Cabin of wage slavery,” as Jack London called the book. The book did cause a lot of outrage, but not for the intended reasons. The public interpreted the book as an exposé on the unsanitary conditions in the meat factories; and the legislation that resulted was purely to remedy this problem. As Sinclair himself said, “I aimed at the public’s heart, and by accident I hit it in the stomach.” This is one of those ironies of history that make you want to laugh or cry: a book aimed to publicize the plight of the working poor made an impact solely in the way that working conditions affected the middle class.

About halfway through, I had decided that this was a brilliant piece of journalism and a mediocre novel. But the second half made me revise my opinion: it is a surprisingly decent novel, too. This is impressive, since fiction is not Sinclair’s strength. His characters are, for the most part, one-dimensional and static; in this book they serve as mere loci of pity. Furthermore, they never really come alive, since Sinclair writes almost no dialogue. In the first half, when the protagonists are at work in the yards, the plot is drearily predicable: things go from bad to worse; and, as Shakespeare reminds us, every time you tell yourself “This is the worst,” there is worse yet still to come. But after Jurgis, our hero, finally leaves the meat factories, the novel really comes alive. Things still go from bad to worse, for the most part, but there are some surprising reversals and exciting adventures.

In any case, this book is primarily a work of journalism, and on that level it is absolutely successful. Sinclair is an expert writer. He deploys language with extreme precision; his descriptions are vivid and exact. And what he describes is unforgettable. His portrayal of grinding poverty, and the desperation and despair it drives people to, is almost Dostoyevskyan in its gruesomeness. And unlike that Russian author, Sinclair is very clear that the problem is systematic and social—how decent and hardworking people can fall into an economic trap with no options and no escape. He shows how and why the working poor are free only in theory, how and why the oppressed and exploited are virtually owned by their bosses. And it must be said that his descriptions of factory processes are viscerally disgusting—so disgusting that they do distract a little from Sinclair’s message. The meat factory is the book’s central metaphor: a giant slaughterhouse where hapless animals are herded and butchered. As becomes painfully clear by the end of the book, the working poor are hardly in a better situation than the pigs.

By the end, Sinclair succeeds in producing that rare sensation: reasoned outrage. For there are, of course, situations in which outrage is the only logical response—monstrous injustice and inhuman cruelty—and the working and living conditions in the meatpacking district was one of them. Sinclair succeeds in this by relating facts instead of preaching. (Well, he does some preaching at the end, but it is forgivable.) He does not sentimentalize his characters or exaggerate their nobility; they are ordinary and flawed people. He does not use mawkish or cloying language; his narrative voice is pitiless and cold, like the world he describes. This book is a testament to the positive potential of outrage. The world needs more muckrakers.

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Review: The Power Broker

Review: The Power Broker

The Power Broker: Robert Moses and the Fall of New YorkThe Power Broker: Robert Moses and the Fall of New York by Robert A. Caro

My rating: 5 of 5 stars

Many are concerned about the monuments of the West and the East—to know who built them. For my part, I should like to know who in those days did not build them—who were above such trifling.
—Henry David Thoreau

“Who’s Robert Moses?” I asked my brother, after he bought this book.

Well, who was he?

To drive from my house to the city, you need to take the Saw Mill Parkway, across the Henry Hudson Bridge, onto the Henry Hudson Parkway. Those roads, and that bridge, were built under the direction of Robert Moses. If you have a flight to catch, you take the Hutchinson Parkway across the Whitestone Bridge to the Whitestone Expressway, which takes you the JFK airport; these, too, are Moses constructions. To get from my house to my old university in Long Island, you can take Bronx-River Parkway, which links up with the Cross-Bronx Expressway; then cross over the Throgs Neck Bridge onto the Long Island Expressway or the Northern State Parkway—and that bridge, and every one of those highways, is a Moses project.

Who was Robert Moses? He had formed the world around me. Robert Moses was the most decisive figure in shaping 20th century New York. But what was his job?

In his forty-four years as a “public servant”—from 1924 to 1968—Moses came to hold twelve titles simultaneously. He was the New York City Park Commissioner, with control over the city’s parks and parkways; he was the Long Island State Park Commissioner, with control over all the parks and public beaches on Long Island; he was the chairman of the Triborough Bridge Authority, with near-total autonomy from the city or state government. He was the chairman of the New York Power Authority, the chairman of the State Council of Parks, and the head of Title I, which oversaw all the public housing in New York City—and this is not to mention his membership on the City Planning Commission and the City Youth Board—and his eventual title as the City Construction Coordinator, which gave him control over nearly all public works in the city.

Robert Moses was a master builder. He built hundreds of miles of parkways and expressways; he opened hundreds of parks and playgrounds; he built some of the biggest bridges and tunnels and dams the world had ever seen. In the process, Moses displaced hundreds of thousands of people, condemning and demolishing their homes, and tearing the hearts out of old neighborhoods. How did he build so many things, acquire so many titles, move so many people? How, in other words, did he get and hold onto so much power? This is the central question of Robert Caro’s biography. And I can’t give you an idea of Caro’s biography, or why it is so incredible, without giving you an idea of Robert Moses.

The old adage about power and corruption is repeated so often, in such different contexts, that it can sound stale and meaningless. Moses’s story gives meaning to the adage—and qualification. He began his career as an idealist and a reformer; he was an opponent of nepotism, graft, and privilege. Moses’s first major effort was to institute civil service exams and strict pay scales that would serve as checks on government inefficiency and corruption. This effort failed utterly, defeated by the forces Moses hoped to check, leaving him out of a job.

After that, Moses learned to change his tactics. He stopped being an uncompromising idealist and started working with the forces he had once hoped to subdue with his ideas. And once he began to use the tactics of his erstwhile enemies, his prodigious intelligence and drive allowed him to master every force in his way.

The more power he gained, the more he wanted, and the more adept he became at getting it. One strategy was legislative. He was very crafty at drafting bills, sneaking through obscure clauses that extended his reach. His first master-stroke was to give himself, as the Long Island Park Commissioner, power to condemn virtually any piece of land he chose to for his parkways. Later, he managed to pass a bill that allowed him to simultaneously hold city and state government posts. Later still, he wrote the legislation authorizing the creation of the Triborough Bridge Authority, an entity with so much power and wealth that it was essentially a separate government, unelected by the people and unaccountable to and uncontrollable by the city or state governments.

He used underhanded tactics to build his parks and roads and bridges. To get the approval he needed from government boards, he would give extremely low estimates for the construction projects; and then, when the money ran out when the project was half-complete, no politician could refuse him more money, since that would require leaving a road or a bridge embarrassingly incomplete. He used scare tactics to speed eviction of buildings, telling tenants that demolition was imminent and they needed to vacate immediately, when in reality demolition was months away. To outmaneuver opposition to his projects, he would wait until his opponents were asleep and then bulldoze and jackhammer in the night—destroying dockyards, apartments, old monuments—rendering all acts of defiance pointless.

Moses was a master organizer. He learned to use the selfish interest of the major power-players in the city to accomplish his own ends. The unions and construction companies loved him because he provided work on a massive scale. The banks were eager to invest in the safe and high-yield Triborough bonds; and Moses rewarded the banks by depositing his massive cash reserves into their coffers. Cooperative lawyers received lavish rewards as “payment,” hidden through third-parties and carefully disguised as fees and emoluments. In everything, Moses prized loyalty and doled out money, commissions, and jobs based on how much power was at stake. He also forged a close relationship with the press by throwing lavish parties and befriending many newspaper owners and publishers. His carefully cultivated public image—as a selfless public servant who Got Stuff Done—made him an asset to politicians when they worked with him, and a major liability if they antagonized him.

And the more power he gained, the more uncompromising he became. He surrounded himself with yes-men—he called them his “muchachos,” and others called them Moses Men—who never criticized, or even questioned, what Moses said. He would refuse calls from mayors and governors. He did not go to council meetings and sent delegates to City Hall rather than go himself. Once he had planned the route of a road, he wouldn’t even consider changing it—not for protests or activists or local politicians; he wouldn’t divert his road one mile or even half a mile. If you opposed him once, he would use all his connections and resources—in government, construction, law, and finance—to ruin you. He ruined his own brother’s career this way. He kept files on hand full of compromising information that he would use to threaten anyone who dared oppose him, and during the Red Scare he freely accused his enemies of being closet communists—and if that didn’t work, he would accuse their families.

Summed up like this, Moses seems to be a classic case of a man corrupted by power. He went from a hero, fighting on behalf of the citizens to create public parks, struggling to reform an inefficient and corrupt government, to a villain—bullying, blackmailing, evicting, bulldozing, handing out graft. However, as Caro is careful to note, power did not so much corrupt Moses, turning him from pure-hearted to rotten, as allow certain elements of his personality free play, unhampered by consequences. The most prominent of these elements was his monumental arrogance. There are not many clips of Moses online, but the few there are give some idea of Moses’s egotism. He was uninterested in others’ ideas and perspectives, and could hardly deign to explain his own thinking. He spoke about the removal of thousands of people in a tone of utter boredom, as if the families he was moving were less important than gnats.

Compounding his arrogance, Moses was an elitist and a racist. He built hundreds of playgrounds in New York City, but only one in Harlem. He kept the pools in his parks cold, in the odd belief that this would keep black residents away. He built exclusively for the car-owning middle-class, draining resources away from public transportation, even encouraging subway fare-hikes to finance his projects. He made no provisions for trains or buses on his roads, and refused even to build his highways in such a way that, in the future, they could be easily modified to include a railway. It would, for example, have cost only a few million to do this while the highway to JFK was under construction, keeping a few feet in the center clear for the tracks. But because Moses didn’t do this, the railway to JFK, when it was finally built, had to be elevated high up above the highway; and it cost almost two billion dollars.

Moses was also a workaholic. He worked ten-, twelve-, fifteen-hour days. He worked on vacations and on weekends, and he expected his subordinates to do the same. Politically, Moses was a conservative. Ironically, however, Moses was a key figure in the implementation of the progressive New Deal policies of FDR (who was Moses’s arch enemy, as it happens). Also ironic was Moses’s adoption of progressive, modernist urban-planning principles. His ideal of the city was, in its essentials, no different from that outlined by the Swiss-French architect Le Corbusier, who was certainly no conservative—an orderly city of parks, high-rise apartments, and highways, with no messy downtown areas and no ordinary streets for pedestrians to stroll about. But perhaps the most ironic fact in Moses’s life is that this most fervent believer in the automobile, this builder of highways and bridges, never learned to drive. He spent his life getting chauffeured around in a limousine that he had converted into an office, so he could work and hold meetings on the go.

Now if you’re like me, you may think there is something obviously wrong with a racist and elitist planning housing for poor people of color. There is something wrong with a man who couldn’t drive planning highways for an entire state. There is something wrong with a workaholic who was never home planning homes; something wrong with a lover of the suburbs organizing a city. There is something wrong with a man who was never elected wielding more power than mayors and governors. There is something wrong with a man who was scornful of others, especially the lower-class, being allowed to evict thousands from their homes. There is something wrong with a man who did not care about other perspectives and philosophies, who never changed his mind or altered his opinions, wielding power for over four decades. Really, the whole thing seems like a recipe for disaster, doesn’t it?

And, indeed, many came to see Moses’s policies as disasters. Caro certainly did. Moses thought that his legacy would speak for itself, that his works would guarantee him immortal gratitude. Rather, Moses’s name came to be synonymous with everything wrong with urban planning. Sterile public housing that bred crime and hopelessness; ugly highways that cut through neighborhoods and flooded the city with cars; top-down implementation that didn’t take into consideration the needs and habits of residents; cities that had superhighways but lacked basic, affordable public transportation. Even the harshest critic, however, must admit that Moses did some good. That both the city and the state of New York have such an excellent network of parks is in no small measure due to Moses. And if his highways were hopelessly congested when Caro wrote this book in the 70s, nowadays they work quite well, perhaps because they’ve since been supplemented by better public transportation.

While the value of his legacy is at least debatable, the injustice of his tactics is not. Moses was extremely fond of saying that “You can’t make an omelet without breaking a few eggs.” For him, the ends always justified the means. If a few people—maybe a great many people—would be inconvenienced or hurt by his projects, future generations would thank him. But I think his story is an excellent example of why this type of thinking is dangerous, since it allowed him and his followers to trample over the lives of thousands, destroying houses and neighborhoods, treating those in his way with neither respect or dignity, for the sake of the “common good.” It allowed him, in other words, to be a tyrant in good conscience. And the reason he was able to do this and get away with it was because, as an appointed official, his power did not derive from the public—something intolerable in a democracy.

And yet, as Caro points out, Moses does illustrate a conundrum at the heart of a democratic government. Moses tried to achieve his dreams through the normal channels of government, and failed utterly. It was only when Moses started circumventing the usual rules that he was able to accomplish anything. And I think anyone who has ever tried to make a group decision—whether at work or with friends—can appreciate how enormously inefficient democracies can be. Moses was unjust, but he was efficient. That’s a major reason why no mayor or governor dared fire him; while other officials were mired in red tape and board meetings, waiting for approval, allocating funds, holding public hearings, Moses was plowing through and building his works. As he was fond of saying, he Got Stuff Done. His record of achievement made him, for a time, into a political asset and a public hero.

Here is the democratic conundrum in a nutshell. Quick decisions require unilateral power. This is why the Roman senate appointed dictators in times of trouble. But just decisions require a legal framework, open debate, and the people’s approval—a slow and often painful process. And as the story of Caesar shows, it is a risky matter to grant unilateral power temporarily. Power, once granted, is difficult to take away; and power, once concentrated into one area, tends to keep on concentrating.

But the major lesson about power I learned from this book is that power is particular and personal. This is why this book is so eye-opening and shocking. Before reading this, my operating assumption was that power derived from rules and roles. You were elected to a position with a clearly delineated scope and legally limited options. Each position came with its own responsibilities and jurisdiction, unambiguously defined in black and white by a constitution or a law. Yet Moses’s story illustrates the opposite principle. The scope of a role is defined by who holds it; the power of the position is derived from the ingenuity of the individual. Everything comes down to the personality of the man (usually a man, then as now) in charge, his philosophy, his force of will, his cunning, his intelligence, as well as the personality of the people he has to deal with. Circumstances play a role too. Success or failure depends on the individual’s ability to take advantage of any opportunity that arises. Power is not embodied in an eternal set of rules but rather in an ever-changing set of particular circumstances.

Here’s just one example. Moses thought that his power over the Triborough Authority was inviolable, because he had made contracts with his investors, and contracts are protected by the United States Constitution. But when Nelson Rockefeller, the governor, wanted to merge the Triborough into the Metropolitan Transit Authority—a clear violation of the bond contracts—Moses couldn’t stop him, since the banks were represented by Chase, which was owned by Nelson Rockefeller’s brother—who wouldn’t take the matter to court. In other words, because of the particular circumstances—the family relationship between the governor and the bank—the most sacred rule of all, the Constitution, was broken and Moses was defeated. And the reason this happened was not due to any regulation; it came down to the incompatibility of Moses’s and Nelson Rockefeller’s personalities.

I have written an enormous review, and yet I still think I have not done justice to this enormous book. Caro weaves so much into this story. It is not simply a biography of Robert Moses, but a treatise on power, government, and city-planning, a history of New York City and New York State. Robert Caro is an excellent writer—dramatic, sweeping, and capable of weaving so many disparate threads and layers and levels together into one coherent narrative. The one virtue he lacks is brevity. This book is long; arguably it is unnecessarily long, full of peripheral details and sidenotes and rhetorical passages. But its length is what makes The Power Broker so engrossing. It is more absorbing than a fantasy novel, pulling you completely into its world. For three weeks I lived inside its pages.

I loved this book so much, and learned so much from reading it, that it seems peevish to offer criticisms. I will only say that Caro is clearly hostile to Moses and perhaps is not entirely fair. He is an extraordinary writer, but uses repetition as a rhetorical device a bit too much for my tastes. Also, despite this book’s huge scope and length, there are some curious omissions. Particularly, Jane Jacobs’s conflicts with Moses—which have become somewhat legendary, even the subject of a recent opera—are not covered. Jacobs, who articulated many of the intellectual criticisms of Moses’s approach, isn’t even mentioned.

All these are mere quibbles of a book that totally reconfigured my vision of power and government. I recommend it to anyone. And if you’re from New York, it is obligatory.

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